Careers

Diversity, Equity & Inclusion

Experience

Innovation

Interactive Maps

Locations

About

Pages

Meet our team of innovators
Ask us how we do it

Professionals

Insights

Services

Thompson Hine LLP, a full-service business law firm with approximately 400 lawyers in 8 offices, was ranked number 1 in the category “Most innovative North American law firms: New working models” by The Financial Times and was 1 of 7 firms shortlisted for The American Lawyer’s inaugural Legal Services Innovation Award. The firm has been recognized by the National Law Journal as a Legal Technology Trailblazer and featured by Bloomberg for its innovative service delivery models, which drive accuracy and predictability. The firm’s commitment to innovation is embodied in Thompson Hine SmartPaTHTM – a smarter way to work – predictable, efficient and aligned with client goals. For more information, please visit ThompsonHine.com and ThompsonHine.com/SmartPaTH.

Home | Thompson Hine LLP

Atlanta

Chicago

Cincinnati

Cleveland

Columbus

Dayton

Los Angeles

New York

Washington, D.C.

On October 26, 2022, the Securities and Exchange Commission (the “SEC”) adopted rules and rule amendments to implement the compensation recovery (or “clawback”) requirements of Section 954 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank”).  The SEC’s clawback rules direct the national securities exchanges to establish listing standards to require virtually all listed companies to adopt and enforce clawback policies providing for “no-fault” recovery of erroneously awarded incentive-based compensation received by current or former executive officers as a result of material noncompliance with financial reporting requirements.  The SEC’s rules also impose related disclosure requirements on listed companies.

contentpilot/introduction

A brief summary of the SEC’s Dodd-Frank clawback rules is provided in the PDF below. 

core/paragraph

https://admin.thompsonhine.com/wp-content/uploads/2022/11/SEC-Adopts-Dodd-Frank-Clawback-Rules-November-2022.pdf

SEC Adopts Dodd-Frank “Clawback” Rules

Services