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Leader
Please fill out this form if you’d like to subscribe to any of the electronic newsletters and alerts we publish on developments in many areas of the law, legislative and regulatory changes, and industry trends.
JoAnn M. Strasser, Chair, Investment Management
- 01.15.25 – Investment Management Coffee Chat Series – Session 1: Succession Planning Best Practices
Fulfilling Fiduciary Duties on Mutual Fund Boards: Nominating & Governance Essentials
- SEC’s 2025 Names Rule FAQs: Clarifications and Updates,
Investment Management Update
, January 15, 2025 - Overview of Regulation Best Interest and Care Obligations,
Broker-Dealer Update
, October 31, 2024 - SEC Announces 2025 Exam Priorities,
Investment Management Update
, October 30, 2024 - Suspicious Activity Reporting Compliance: A Primer,
Broker-Dealer Update
, October 23, 2024 - The Updated QPAM Exemption in Practice,
Bloomberg Law
, September 11, 2024 - SEC Adopts Portfolio Reporting Enhancements; Declines Swing Pricing and Hard Close,
Investment Management Update
, August 29, 2024 - Leading Securities Lawyer Ernest Badway Joins Thompson Hine in New York,
Thompson Hine LLP
, August 5, 2024 - District Court Blocks DOL Investment Advice Rule – For Now,
Employee Benefits Update
, July 26, 2024 - Business Law Update – July 2024,
Business Law Update Quarterly Newsletter
, July 9, 2024 - Corporate Transparency Act Considerations for Private Investment Funds,
Business Law Update
, July 9, 2024